Zusammenfassung | Emittent | Ultima Capital SA | | Meldepflicht auslösender Sachverhalt | Änderung der gemeldeten Angaben | Sonstige | | Berechnungsgrundlage | 5'909'922 | | Erwerbspositionen | 1'704'205 (28.836 %) | | Veräusserungspositionen | 1'968'004 (33.300 %) | | Datum der Entstehung der Meldepflicht | 26.08.2021 | | | | Einzelaktionär | Wirtschaftlich Berechtigter | - Max-Hervé George, London/UK, GB
| | Direkter Aktionär | - Alpine 2 SCSp, 5 rue Guillaume Kroll L-1882, Luxembourg, LU
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Erwerbspositionen Namenaktien
Anzahl Aktien |
Anzahl Stimmrechte | | 1'704'205 | 1'704'205 | Veräusserungspositionen | Beteiligungsderivate | | Art der Rechte | Anzahl Rechte | Anzahl Stimmrechte | Prozent | ISIN | | Put-Option (Warrant) | 1 | 1'968'004 | 33.300 % | - | | Kommentar: On 26 August 2021, Alpine 2 SCSp, 5 rue Guillaume Kroll, L-1882 Luxembourg, Grand Duchy of Luxembourg, became direct shareholder of 492'001 shares in Ultima Capital SA (8.325%). On 27 August 2021, Alpine 1 SCSp, whose beneficial owner is Max-Hervé George, London, United Kingdom, and which in turn owns the units in Alpine 2 SCSp, has entered into a secured debt financing with Alpine Holding Korlátolt Felelősségű Társaság, 11 Andrássy út, 1061 Budapest, Hungary. The shares in Ultima Capital SA owned by Alpine 2 SCSp serve as collateral for the debt financing (secured debt). Under the secured debt financing agreement, Alpine 1 SCSp issues various tranches of notes with maturity date 30 December 2025 ("Notes"). At the election of Alpine 1 SCSp, repayment of these collateralized Notes can be made either in cash or by transferring the units in Alpine 2 SCSp ("Repayment in Kind") at the maturity of the Notes. In the case of such Repayment in Kind, Alpine 2 SCSp would be required to hold 1'968'004 shares in Ultima Capital SA (33.30%) as well as certain other assets. | | |
