Zusammenfassung | Emittent | Ultima Capital SA | | Meldepflicht auslösender Sachverhalt | Erwerb | Sonstige | | Berechnungsgrundlage | 5'909'922 | | Erwerbspositionen | 3'445'485 (58.300 %) | | Veräusserungspositionen | 3'445'485 (58.300 %) | | Datum der Entstehung der Meldepflicht | 01.06.2022 | | | | Einzelaktionär | Wirtschaftlich Berechtigter | - Max-Hervé George, London/UK, GB
| | Direkter Aktionär | - Alpine 2 SCSp, 5 rue Guillaume Kroll L-1882, Luxembourg, LU
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Erwerbspositionen Namenaktien
Anzahl Aktien |
Anzahl Stimmrechte | | 1'968'004 | 1'968'004 | | Beteiligungsderivate | | Art der Rechte | Anzahl Rechte | Anzahl Stimmrechte | Prozent | ISIN | | Call-Option / Warrant | 1'477'481 | 1'477'481 | 25.000 % | - | | Kommentar: On 1 June 2022, Alpine 2 SCSp, 5 rue Guillaume Kroll, L-1882 Luxembourg, Grand Duchy of Luxembourg, whose units are directly held by Alpine 1 SCSp, 5 rue Guillaume Kroll, L-1882 Luxembourg, Grand Duchy of Luxembourg, whose beneficial owner is Max-Hervé George, entered into certain call option agreements with Byron Baciocchi and Kometa Holding SA (en entity fully held by Byron Baciocchi), respectively, granting Alpine 2 SCSp an option to purchase 1,477,181 shares in Ultima Capital SA (the “Options”). The Options are exercisable from 1 June 2022 until 31 March 2026 at a price of CHF 105.00 per share. | Veräusserungspositionen | Beteiligungsderivate | | Art der Rechte | Anzahl Rechte | Anzahl Stimmrechte | Prozent | ISIN | | Put-Option (Warrant) | 1 | 3'445'485 | 58.300 % | - | | Kommentar: On 26 August 2021, Alpine 2 SCSp, 5 rue Guillaume Kroll, L-1882 Luxembourg, Grand Duchy of Luxembourg, became direct shareholder of 492,001 shares in Ultima Capital SA (8.325%). On 27 August 2021, Alpine 1 SCSp, 5 rue Guillaume Kroll, L-1882 Luxembourg, Grand Duchy of Luxembourg, whose beneficial owner is Max-Hervé George, London, United Kingdom, and which in turns owns the units in Alpine 2 SCSp, has entered into a secured debt financing with Alpine Holding Korlátolt Felelösségü Társaság, 11 Andrássy út, 1061 Budapest, Hungary. The shares in Ultima Capital SA owned by Alpine 2 SCSp serve as collateral for the debt financing (secured debt). Under the secured debt financing agreement, Alpine 1 SCSp issues various tranches of notes with maturity date 30 December 2025 (“Notes”). At the election of Alpine 1 SCSp, repayment of these collateralized Notes cab ne made either in cash or by transferring the units in Alpine 2 SCSp (“Repayment in Kind”) at the maturity of the Notes. In the case of such Repayment in Kind, Alpine 2 SCSp would be required to hold 1,968,004 shares in Ultima Capital SA (33.30%) as well as certain other assets. The Options (as defined in paragraph (c) on page 6) will also be subject to the option to make a Repayment in Kind. | | |
