Offenlegungsmeldung ID 405

Veröffentlichungsdatum: 27.04.2023

Zusammenfassung

Emittent Ultima Capital SA
Meldepflicht auslösender Sachverhalt Änderung der gemeldeten Angaben
Berechnungsgrundlage 5'909'922
Erwerbspositionen 1'968'004 (33.300 %)
Veräusserungspositionen 0 (0.000 %)
Datum der Entstehung der Meldepflicht 07.04.2022

Einzelaktionär

Wirtschaftlich Berechtigter
  • Pallas Athene Domus Meriti Alapitvany, Budapest, HU
Direkter Aktionär
  • Alpine Holding Korlatolt Felelossegu Tarsasag, Budapest, Hungary / Global Debt Strategy S.à r.l., Luxembourg, Grand Duchy of Luxembourg, , CH

Erwerbspositionen

Beteiligungsderivate
Art der Rechte Anzahl Rechte Anzahl Stimmrechte Prozent ISIN
Put-Option / Warrant 1 1'968'004 33.300 % -
Kommentar: On 27 August 2021, Alpine Holding Korlätolt Felelösségü Tarsasãg ("Alpine Holding"), has entered into a secured financing with Alpine 1 SCSp, Luxembourg, which in turn owns the units in Alpine 2 SCSp. The shares in Ultima Capital SA owned by Alpine 2 SCSp serve as collateral for the debt financing (secured debt). Under the secured debt financing agreement, Alpine 1 SCSp issues various tranches of notes with maturity date 30 December 2025 ("Notes"). At the election of Alpine 1 SCSp, repayment of the Notes can be made either in cash or by transferring the units in Alpine 2 SCSp ("Repayment in Kind") at the maturity of the Notes. In the case of such Repayment in Kind, Alpine 2 SCSp would be required to hold 1,968,004 shares in Ultima Capital SA (33.30%) as well as certain other assets. In case of a Repayment in Kind, Alpine Holding and Global Debt Strategy S.à r. I. would therefore hold indirectly via Alpine 2 SCSp 1'968004 shares in Ultima Capital SA.